Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Senior Executive Vice President He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. He leads the company's Executive Leadership Team. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. She leads all institutional, retail and fixed income investor relations functions. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He is a member of the banks Executive Leadership Team. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Head of Strategic Planning & Corporate Development. In addition, Nolan oversees competitive and strategic analysis. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. 4 Models for the Chief Compliance Officer Role. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. CCOs must monitor and respond to changes in compliance risks. Regions Bank is an Equal Housing Lender and Member FDIC. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. 2023 Regions Bank. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Advisory Services are offered through Cetera Investment Advisers LLC. Misra is responsible for overseeing the company's data strategy and enterprise data . for the Southeastern Chapter of the Society for Corporate Governance. Gartner Terms of Use Privacy Policy. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. William D. Ritter Building a detailed plan. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Chief Risk Officer. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Bank compliance officers evaluate policies/procedures and ensure they . He is a member of the banks Executive Leadership Team. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Commercial Banking includes clients with revenues between $1MM and $250MM. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. He is a member of the companys Executive Leadership Team. He was named president in December 2017. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. He is a member of Regions Executive Leadership Team. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Brett D. Couch Chief Financial Officer. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Gartner Terms of Use Corporate governance is my passion. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Chief Enterprise Operations and Technology Officer. By clicking the "Access Your Download" button, you are agreeing to the Chief Data and Analytics Officer. Chief Human Resources Officer. President, Regions Foundation. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. By clicking the "Submit" button, you are agreeing to the Senior Executive Vice President Embed controls to reduce risk in a hybrid work environment. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Regions Investment Solutions is a marketing name of Cetera Investment Services. John Turner is president and chief executive officer of Regions Financial Corporation. 2023 Regions Bank. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. and He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Corporate Banking Division Head. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Regions Investment Solutions is a marketing name of Cetera Investment Services. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Internet Explorer presents a security risk. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Birmingham's largest bank has added a new leader to its ranks. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. He is also a member of the companys Executive Leadership Team. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Dana Nolan serves as the Head of Investor Relations at Regions. New compliance officers face an overwhelming amount of tasks during their first few months. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Privacy Policy. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. September 13 Law and regulation Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Senior Executive Vice President Prior to assuming her current role, she was named associate director of investor relations in 2010. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Deputy Chief Risk Officer and Chief Credit Officer. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. John Turner is president and chief executive officer of Regions Financial Corporation. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Youre about to leave Regions to use an external site. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Please refine your filters to display data. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Senior Executive Vice President Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team.